Goodman Masson

A well known Asset Manager in London are looking for a Compliance Monitoring Officer to join them for a 6 month contract.

Responsibilities:

  • Effectively complete periodic and ad hoc monitoring reviews and systematically report weakness identified alongside potential solutions
  • Ensure the annual compliance monitoring plan is performed in a timely and effective manner ensuring all planned monitoring reviews are completed within agreed deadlines
  • Support Compliance Management in the production of MI reporting presented to the Executive Committee and Group Risk Committee

Requirements:

  • Educated to undergraduate degree level with a relevant professional qualification (IMC or CFA) preferred
  • Approximately three to seven years’ experience in a similar role within an asset manager ideally, however a banking environment would also be suitable
  • Sound knowledge of FCA rules and regulations
  • Capable user of MS Office
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