Our client is a US international law firm seeking to hire a Financial Crime Analyst to join their friendly team in London. This role will involve AML, sanctions, general financial crime, and keeping records. You will need to build good working relationships with fee earners across the business and will work closely with the wider risk and compliance team. To apply for this role, you will need to have experience in an AML or financial crime role at a law firm or other professional services firm. Previous experience with Intapp would be preferred. You will also need to be able to demonstrate excellent communication, prioritisation, and critical thinking skills. Key roles and responsibilities will include: Carrying out AML and CDD reviews on various client structures Identifying AML issues and potential reputational risk, escalating complex issues up the chain Conducting adverse press research, screening for PEPs, carrying out source of wealth and funds checks, and AML risk assessments Assisting with regulatory audits Horizon scanning for changes to legislation and regulations Reviewing sanctions-related escalations, reporting potential matches up the chain, and assisting in gathering further information Identifying matters affected by sanctions and carrying out the file closure process Ensuring block flags are recorded on the system and maintaining detailed records Updating and maintaining policies related to anti-bribery and corruption, tax evasion and sanctions Advising on all financial crime-related queries Creating reports on CDD metrics Assisting the risk and compliance team to create effective record-keeping processes Maintaining a register of ongoing monitoring of clients and matters Please submit a copy of your CV if you are interested in finding out more about this position. Thank you.
May 01, 2024
Full time
Our client is a US international law firm seeking to hire a Financial Crime Analyst to join their friendly team in London. This role will involve AML, sanctions, general financial crime, and keeping records. You will need to build good working relationships with fee earners across the business and will work closely with the wider risk and compliance team. To apply for this role, you will need to have experience in an AML or financial crime role at a law firm or other professional services firm. Previous experience with Intapp would be preferred. You will also need to be able to demonstrate excellent communication, prioritisation, and critical thinking skills. Key roles and responsibilities will include: Carrying out AML and CDD reviews on various client structures Identifying AML issues and potential reputational risk, escalating complex issues up the chain Conducting adverse press research, screening for PEPs, carrying out source of wealth and funds checks, and AML risk assessments Assisting with regulatory audits Horizon scanning for changes to legislation and regulations Reviewing sanctions-related escalations, reporting potential matches up the chain, and assisting in gathering further information Identifying matters affected by sanctions and carrying out the file closure process Ensuring block flags are recorded on the system and maintaining detailed records Updating and maintaining policies related to anti-bribery and corruption, tax evasion and sanctions Advising on all financial crime-related queries Creating reports on CDD metrics Assisting the risk and compliance team to create effective record-keeping processes Maintaining a register of ongoing monitoring of clients and matters Please submit a copy of your CV if you are interested in finding out more about this position. Thank you.
I am keen to speak with Business Analysts, to join a financial services firm based in London, on an initial 6 month contract. This is a hybrid role with 2-3 days in the office. The Business Analyst will be responsible for analysis, requirements elicitation, documenting processes and process improvement for a project within their Financial Crime Team. We are ideally looking for: 2-4 years experience as a Business Analyst within Financial Services Strong understanding of Financial Crime, AML, CDD, KYC, etc Senior stakeholder management experience, someone who can build strong relationships internally, Paying £40-50k depending on experience. If you have this experience and would like to discuss further please apply now!
May 01, 2024
Full time
I am keen to speak with Business Analysts, to join a financial services firm based in London, on an initial 6 month contract. This is a hybrid role with 2-3 days in the office. The Business Analyst will be responsible for analysis, requirements elicitation, documenting processes and process improvement for a project within their Financial Crime Team. We are ideally looking for: 2-4 years experience as a Business Analyst within Financial Services Strong understanding of Financial Crime, AML, CDD, KYC, etc Senior stakeholder management experience, someone who can build strong relationships internally, Paying £40-50k depending on experience. If you have this experience and would like to discuss further please apply now!
CDD Analyst Permanent London Hybrid working £45-48k + Excellent benefits I am partnering with my European Banking client who is currently looking for a CDD Analyst to joining their dynamic team based in London. Key Skills and Responsibilities: BAU conducting Client Due Diligence (CDD) at both on-boarding and on-going review stages under the guidance of QC/Head of CDD. Working alongside Relationship managers / Compliance Department, compile and complete KYC pack for both on boarding and on-going clients. Working on various entity types such as, Trust, Foundations, LLPs, LLC, Funds / Hedge Funds, Charities, SPV/SPE and complex ownership structures. Ensure detailed and accurate audit trails are maintained in all cases starting from the initial KYC to full completion. Ensure customer details and accounts are set up on all applicable systems and spreadsheets once KYC has been completed. Carrying out MiFID classifications on new, on-going and remediation clients in accordance with the product and client type. Ensure the AEoI information is accurately recorded and that appropriate rationales are applied to KYC packs and customer accounts. Timely execution of instructions received from Head of CDD Communicating the status to relevant internal and external parties. Following up with clients in a timely, effective and professional manner. Additional duties may include businesses requirements as asked by Head of CDD from time to time. Must-Have: Extensive experience in performing a KYC /KYB Checks within the CDD function; and should have at least 3 years of experience in each of the following: Conducting Adverse and Sanctions screening; 2. Conducting due diligence of Funds, SPVs, Trusts, Foundations, Charities and LLPs; 3. Conducting PEP classification Previous experience of On-boarding SPV's, Funds, Charities, Foundation, SWF, State Owned and Supranational Entities, Trade Finance and Correspondent Banking. Understanding of organisational structures and experience of the breadth of AML requirements for a range of corporate and FI entities both in the UK and overseas is essential; and CDD/KYC/Financial Crime Prevention related certification preferred. Proficient in Microsoft Word, Excel, Power Point and Adobe. A decisive individual with analytical skills who is energetic, and results driven. Demonstrated ability to prioritise workload and ability to manage multiple tasks while meeting deadlines. If you have what it takes for this challenging and rewarding role, with excellent scope for career progression, apply now to set up a call to discuss this opportunity in detail
May 01, 2024
Full time
CDD Analyst Permanent London Hybrid working £45-48k + Excellent benefits I am partnering with my European Banking client who is currently looking for a CDD Analyst to joining their dynamic team based in London. Key Skills and Responsibilities: BAU conducting Client Due Diligence (CDD) at both on-boarding and on-going review stages under the guidance of QC/Head of CDD. Working alongside Relationship managers / Compliance Department, compile and complete KYC pack for both on boarding and on-going clients. Working on various entity types such as, Trust, Foundations, LLPs, LLC, Funds / Hedge Funds, Charities, SPV/SPE and complex ownership structures. Ensure detailed and accurate audit trails are maintained in all cases starting from the initial KYC to full completion. Ensure customer details and accounts are set up on all applicable systems and spreadsheets once KYC has been completed. Carrying out MiFID classifications on new, on-going and remediation clients in accordance with the product and client type. Ensure the AEoI information is accurately recorded and that appropriate rationales are applied to KYC packs and customer accounts. Timely execution of instructions received from Head of CDD Communicating the status to relevant internal and external parties. Following up with clients in a timely, effective and professional manner. Additional duties may include businesses requirements as asked by Head of CDD from time to time. Must-Have: Extensive experience in performing a KYC /KYB Checks within the CDD function; and should have at least 3 years of experience in each of the following: Conducting Adverse and Sanctions screening; 2. Conducting due diligence of Funds, SPVs, Trusts, Foundations, Charities and LLPs; 3. Conducting PEP classification Previous experience of On-boarding SPV's, Funds, Charities, Foundation, SWF, State Owned and Supranational Entities, Trade Finance and Correspondent Banking. Understanding of organisational structures and experience of the breadth of AML requirements for a range of corporate and FI entities both in the UK and overseas is essential; and CDD/KYC/Financial Crime Prevention related certification preferred. Proficient in Microsoft Word, Excel, Power Point and Adobe. A decisive individual with analytical skills who is energetic, and results driven. Demonstrated ability to prioritise workload and ability to manage multiple tasks while meeting deadlines. If you have what it takes for this challenging and rewarding role, with excellent scope for career progression, apply now to set up a call to discuss this opportunity in detail
Quality Control Analyst - (CDD) London, UK (Hybrid: 3 days onsite) £55,000 - £60,000 per annum (plus bonus) My European banking client headquartered in London, dedicated to providing exceptional financial services while upholding the utmost integrity and regulatory compliance. As part of our commitment to excellence, are seeking a diligent and experienced Quality Control Analyst to join team. As a Quality Control Analyst specialising in Customer Due Diligence (CDD), you will play a vital role in ensuring the accuracy and effectiveness of our CDD processes. You will be responsible for conducting thorough quality assessments, identifying areas for improvement, and implementing corrective actions to enhance the overall quality of our CDD operations. Key Skills and Responsibilities: Conduct comprehensive quality reviews of Customer Due Diligence (CDD) files to ensure compliance with regulatory requirements and internal policies. Evaluate the accuracy and completeness of customer documentation, risk assessments, and ongoing monitoring activities. Identify discrepancies, errors, or gaps in CDD processes and documentation, and provide recommendations for remediation. Collaborate closely with internal stakeholders, including Compliance, Risk Management, and Business Units, to address quality issues and implement corrective actions. Document quality control findings, maintain detailed records, and prepare reports for management review. Stay informed about regulatory developments, industry best practices, and emerging trends in CDD and financial crime compliance. Must-Have: Bachelor's degree in Finance, Business Administration, or a related field. Minimum of 3 years of experience in a Quality Control or Compliance role within the banking or financial services industry, with a focus on Customer Due Diligence (CDD). Strong understanding of AML (Anti-Money Laundering) regulations, KYC (Know Your Customer) principles, and CDD requirements. Excellent analytical skills and attention to detail, with the ability to identify discrepancies and assess risk effectively. Proven ability to communicate findings clearly and concisely, both orally and in writing. Proficiency in using MS Office applications, including Excel, Word, and PowerPoint. Relevant professional certifications (e.g., CAMS, ACAMS) are preferred but not required. If you are a dedicated QC Analyst with a passion for quality control, please send your CV as soon as possible to join our leading banking client and play a pivotal role in safeguarding the integrity of their operations while delivering exceptional service.
May 01, 2024
Full time
Quality Control Analyst - (CDD) London, UK (Hybrid: 3 days onsite) £55,000 - £60,000 per annum (plus bonus) My European banking client headquartered in London, dedicated to providing exceptional financial services while upholding the utmost integrity and regulatory compliance. As part of our commitment to excellence, are seeking a diligent and experienced Quality Control Analyst to join team. As a Quality Control Analyst specialising in Customer Due Diligence (CDD), you will play a vital role in ensuring the accuracy and effectiveness of our CDD processes. You will be responsible for conducting thorough quality assessments, identifying areas for improvement, and implementing corrective actions to enhance the overall quality of our CDD operations. Key Skills and Responsibilities: Conduct comprehensive quality reviews of Customer Due Diligence (CDD) files to ensure compliance with regulatory requirements and internal policies. Evaluate the accuracy and completeness of customer documentation, risk assessments, and ongoing monitoring activities. Identify discrepancies, errors, or gaps in CDD processes and documentation, and provide recommendations for remediation. Collaborate closely with internal stakeholders, including Compliance, Risk Management, and Business Units, to address quality issues and implement corrective actions. Document quality control findings, maintain detailed records, and prepare reports for management review. Stay informed about regulatory developments, industry best practices, and emerging trends in CDD and financial crime compliance. Must-Have: Bachelor's degree in Finance, Business Administration, or a related field. Minimum of 3 years of experience in a Quality Control or Compliance role within the banking or financial services industry, with a focus on Customer Due Diligence (CDD). Strong understanding of AML (Anti-Money Laundering) regulations, KYC (Know Your Customer) principles, and CDD requirements. Excellent analytical skills and attention to detail, with the ability to identify discrepancies and assess risk effectively. Proven ability to communicate findings clearly and concisely, both orally and in writing. Proficiency in using MS Office applications, including Excel, Word, and PowerPoint. Relevant professional certifications (e.g., CAMS, ACAMS) are preferred but not required. If you are a dedicated QC Analyst with a passion for quality control, please send your CV as soon as possible to join our leading banking client and play a pivotal role in safeguarding the integrity of their operations while delivering exceptional service.
Senior CDD Analyst Permanent London Hybrid working £55-60k + Bonus+ Excellent benefits I am partnering with a European FinTech client who is currently looking for a competent Senior CDD Analyst to joining their dynamic Financial Crime team. Key Skills and Responsibilities: Working alongside Compliance Department, compile and complete KYC pack for both onboarding and on-going clients. Conducting Client Due Diligence (CDD/EDD/SDD) at both on-boarding and on-going review stages. Working on various entity types such as, Trust, Foundations, LLPs, LLC, Funds / Hedge Funds, Charities, SPV/SPE and complex ownership structures. Carrying out MiFID classifications on new, on-going and remediation clients in accordance with the product and client type. Following up with clients in a timely, effective and professional manner. Preferable Requirements: Extensive experience in performing KYC /KYB/CDD/CTF checks in a FinTech. Understanding of organisational structures and experience of the breadth of AML requirements. 4eye and or OneTrust experience desirable CDD/KYC/Financial Crime Prevention related certification preferred. A decisive individual with analytical skills who is energetic, and results driven. Excellent communication sklills If you have what it takes for this challenging and rewarding role, with excellent scope for career progression, apply now to set up a call to discuss this opportunity in detail.
May 01, 2024
Full time
Senior CDD Analyst Permanent London Hybrid working £55-60k + Bonus+ Excellent benefits I am partnering with a European FinTech client who is currently looking for a competent Senior CDD Analyst to joining their dynamic Financial Crime team. Key Skills and Responsibilities: Working alongside Compliance Department, compile and complete KYC pack for both onboarding and on-going clients. Conducting Client Due Diligence (CDD/EDD/SDD) at both on-boarding and on-going review stages. Working on various entity types such as, Trust, Foundations, LLPs, LLC, Funds / Hedge Funds, Charities, SPV/SPE and complex ownership structures. Carrying out MiFID classifications on new, on-going and remediation clients in accordance with the product and client type. Following up with clients in a timely, effective and professional manner. Preferable Requirements: Extensive experience in performing KYC /KYB/CDD/CTF checks in a FinTech. Understanding of organisational structures and experience of the breadth of AML requirements. 4eye and or OneTrust experience desirable CDD/KYC/Financial Crime Prevention related certification preferred. A decisive individual with analytical skills who is energetic, and results driven. Excellent communication sklills If you have what it takes for this challenging and rewarding role, with excellent scope for career progression, apply now to set up a call to discuss this opportunity in detail.
Role Overview We are recruiting for an AML Compliance Supervisor role in our Manchester office. Working within the Savills UK Anti-Money Laundering ("AML") compliance team covering all client types in accordance with the Money Laundering Regulations 2017 as amended and other financial crime related regulations for Savills UK clients and counterparties. This demanding role within a high volume environment will work alongside existing AML Compliance Supervisors to process client due diligence ("CDD") checks and review and approve CDD checks carried out by the AML processing team. After successfully completing training and achieving the required sign-off's, the primary focus of this role will be the review and approval of checks completed by AML Analysts covering a variety of client types. We are looking for least 5 years' experience in AML/CDD/KYC and 2 years' experience of QA / sign-off in an AML/CDD/KYC role . The successful candidate will be provided with full training on Savills procedures. Key Responsibilities Review and approve CDD carried out by the AML processing team in accordance with the Regulations. Where required, complete CDD checks for Savills clients and counterparties in accordance with Savills UK procedures using compliance systems, logs and files. Obtain and review information for corporates and private individuals from relevant sources (e.g. Companies House) and determine further information requirements. Providing advice and guidance to the AML processing team on complex and/or high risk AML cases. Liaising with internal stakeholders (Fee Earners / Admin Reps) and clients / solicitors to obtain information or clarify information already received. Ensuring CDD checks are conducted within the time frames in accordance with Savills UK procedures and compliance management. Completion of investigation and a resolution of sanctions screening alerts as required by compliance management. In addition to the tasks described above, the job holder may be required to carry out other duties as may reasonably be required from time to time. Occasional travel between Savills offices may be required Key Skills At least 5 years' experience in AML/CDD/KYC and 2 years prior experience in a QA/sign-off CDD/KYC role is essential, with knowledge of all client types. Business acumen and professionalism is required due to the exposure to all levels of the business from graduates to Executive Directors. Strong administration, research and problem solving experience Resilient personality with excellent communication skills, both verbal and written High attention to detail, organisation skills and workload prioritisation Proficient in Microsoft Word, Excel and Outlook Self-starter, who relishes challenges and strives for the best Focussed: commits to challenging goals and delivers consistently against these Strong team player: builds relationships and consults with others, quickly establishes trust and credibility Knowledge of the Money Laundering Regulations 2017, The Proceeds of Crime Act 2002, Terrorism Act 2000, and Joint Money Laundering Steering Group Guidance. A working knowledge of HMRC's AML guidance is desirable. Team Overview Savills culture is one of trust and respect, teamwork and collaboration. Our teams and our clients benefit when we work together, listening to and learning from each other. Above all, we value the motivation of our people.This is evidenced by our wellbeing offer, our capability to facilitate flexible working and our support to enjoy a healthy work life balance.The Compliance team covers all regulatory aspects across Savills UK. It involves ensuring that our business is compliant by providing policy, advice and training on areas of regulation such as Client acceptance and antimoney laundering, Estate Agent Act, Code of Conduct, Fraud and Bribery policy, as well as the completion of client due diligence checks. We are a dynamic team that is passionate about our responsibility, always seeking out best practices and improving ways to protect Savills and our clients from regulatory risk. Full Time (7.5 hours - initially 09:00 to 17:30, ability to move to 08:30 to 17:00 or09:30 to 18:00 after probation) Type of Assessment for this Role 1st stage interview with recruitmenter Personality Profile Assessment AML Case Study 2nd and 3rd stage interview with employer Find out more about Savills offer Recruitment agencies Savills only pay agency fees where we have a signed agreement in place and that agency has been previously contacted and directed by a member of our recruitment team. We do not pay agency fees when speculative and unsolicited CVs are submitted to Savills or any of our employees other than via our careers website and through our recruitment process. If this is not adhered to, agency fees will not be paid.Submission of any unsolicited CVs or proposals to Savills will be deemed evidence of full and unlimited acceptance of this approach.
Apr 29, 2024
Full time
Role Overview We are recruiting for an AML Compliance Supervisor role in our Manchester office. Working within the Savills UK Anti-Money Laundering ("AML") compliance team covering all client types in accordance with the Money Laundering Regulations 2017 as amended and other financial crime related regulations for Savills UK clients and counterparties. This demanding role within a high volume environment will work alongside existing AML Compliance Supervisors to process client due diligence ("CDD") checks and review and approve CDD checks carried out by the AML processing team. After successfully completing training and achieving the required sign-off's, the primary focus of this role will be the review and approval of checks completed by AML Analysts covering a variety of client types. We are looking for least 5 years' experience in AML/CDD/KYC and 2 years' experience of QA / sign-off in an AML/CDD/KYC role . The successful candidate will be provided with full training on Savills procedures. Key Responsibilities Review and approve CDD carried out by the AML processing team in accordance with the Regulations. Where required, complete CDD checks for Savills clients and counterparties in accordance with Savills UK procedures using compliance systems, logs and files. Obtain and review information for corporates and private individuals from relevant sources (e.g. Companies House) and determine further information requirements. Providing advice and guidance to the AML processing team on complex and/or high risk AML cases. Liaising with internal stakeholders (Fee Earners / Admin Reps) and clients / solicitors to obtain information or clarify information already received. Ensuring CDD checks are conducted within the time frames in accordance with Savills UK procedures and compliance management. Completion of investigation and a resolution of sanctions screening alerts as required by compliance management. In addition to the tasks described above, the job holder may be required to carry out other duties as may reasonably be required from time to time. Occasional travel between Savills offices may be required Key Skills At least 5 years' experience in AML/CDD/KYC and 2 years prior experience in a QA/sign-off CDD/KYC role is essential, with knowledge of all client types. Business acumen and professionalism is required due to the exposure to all levels of the business from graduates to Executive Directors. Strong administration, research and problem solving experience Resilient personality with excellent communication skills, both verbal and written High attention to detail, organisation skills and workload prioritisation Proficient in Microsoft Word, Excel and Outlook Self-starter, who relishes challenges and strives for the best Focussed: commits to challenging goals and delivers consistently against these Strong team player: builds relationships and consults with others, quickly establishes trust and credibility Knowledge of the Money Laundering Regulations 2017, The Proceeds of Crime Act 2002, Terrorism Act 2000, and Joint Money Laundering Steering Group Guidance. A working knowledge of HMRC's AML guidance is desirable. Team Overview Savills culture is one of trust and respect, teamwork and collaboration. Our teams and our clients benefit when we work together, listening to and learning from each other. Above all, we value the motivation of our people.This is evidenced by our wellbeing offer, our capability to facilitate flexible working and our support to enjoy a healthy work life balance.The Compliance team covers all regulatory aspects across Savills UK. It involves ensuring that our business is compliant by providing policy, advice and training on areas of regulation such as Client acceptance and antimoney laundering, Estate Agent Act, Code of Conduct, Fraud and Bribery policy, as well as the completion of client due diligence checks. We are a dynamic team that is passionate about our responsibility, always seeking out best practices and improving ways to protect Savills and our clients from regulatory risk. Full Time (7.5 hours - initially 09:00 to 17:30, ability to move to 08:30 to 17:00 or09:30 to 18:00 after probation) Type of Assessment for this Role 1st stage interview with recruitmenter Personality Profile Assessment AML Case Study 2nd and 3rd stage interview with employer Find out more about Savills offer Recruitment agencies Savills only pay agency fees where we have a signed agreement in place and that agency has been previously contacted and directed by a member of our recruitment team. We do not pay agency fees when speculative and unsolicited CVs are submitted to Savills or any of our employees other than via our careers website and through our recruitment process. If this is not adhered to, agency fees will not be paid.Submission of any unsolicited CVs or proposals to Savills will be deemed evidence of full and unlimited acceptance of this approach.
Our client a non departmental government body is looking for 3 Risk Analysts to join them on a 2 year fixed term contract. This role is offering a 50/50 home/office split and the client has offices in Bristol, Coventry, Leeds, Liverpool and Newcastle all of which are possible locations for the office based time. The main duties and responsibilities of the post include: Preparing the KYC trackers for CDD Team at the initial stage of the KYC process using publicly available information Assisting the CDD team with information gathering from third party sources including Companies House, offshore registries, Creditsafe, desktop screening and World-Check Be the primary CDD Team contact for World-Check Managing the KYC training programme including organisation of induction training sessions Managing the Eukleia training programme and maintenance of training records Establishing and maintain efficient office administration systems for the team and maintain electronic filing for all KYC Trackers, reports, briefs and correspondence. Be responsible for document storage and archiving in line with legal and regulatory requirements, specifically General Data Protection Regulation requirements. Assisting the CDD Team with compiling Management Information ("MI") statistics Producing minutes and records of meetings and workgroups to a high standard. Assisting the CDD Team in producing high quality reports and presentations including developing standard templates for example training material and MI presentations. Co-ordinating any budgets, accounts, invoices and resources as required. Supporting development of KYC procedures and processes for managing the workflow of the CDD Team. Ensuring the office has a professional and effective level of administrative support to assist the teams in undertaking their roles. This includes co-ordinating the teams day to day activities, post, travel arrangements and resources such as computers, equipment, office supplies, and other tools and third party resources.
Nov 10, 2021
Contractor
Our client a non departmental government body is looking for 3 Risk Analysts to join them on a 2 year fixed term contract. This role is offering a 50/50 home/office split and the client has offices in Bristol, Coventry, Leeds, Liverpool and Newcastle all of which are possible locations for the office based time. The main duties and responsibilities of the post include: Preparing the KYC trackers for CDD Team at the initial stage of the KYC process using publicly available information Assisting the CDD team with information gathering from third party sources including Companies House, offshore registries, Creditsafe, desktop screening and World-Check Be the primary CDD Team contact for World-Check Managing the KYC training programme including organisation of induction training sessions Managing the Eukleia training programme and maintenance of training records Establishing and maintain efficient office administration systems for the team and maintain electronic filing for all KYC Trackers, reports, briefs and correspondence. Be responsible for document storage and archiving in line with legal and regulatory requirements, specifically General Data Protection Regulation requirements. Assisting the CDD Team with compiling Management Information ("MI") statistics Producing minutes and records of meetings and workgroups to a high standard. Assisting the CDD Team in producing high quality reports and presentations including developing standard templates for example training material and MI presentations. Co-ordinating any budgets, accounts, invoices and resources as required. Supporting development of KYC procedures and processes for managing the workflow of the CDD Team. Ensuring the office has a professional and effective level of administrative support to assist the teams in undertaking their roles. This includes co-ordinating the teams day to day activities, post, travel arrangements and resources such as computers, equipment, office supplies, and other tools and third party resources.