Deputy Money Laundering Reporting Officer (DMLRO) - £70k-£80k Hybrid - 3 Days in London Office Financial Services Industry - 2nd Line of Defence I am working with a growing, FCA-regulated financial services firm that's looking for a strong 2nd line of defence AML professional to step into a key Deputy MLRO role. This is an opportunity to take real ownership of the financial crime framework, working closely with the Head of Compliance & MLRO in a business that values expertise and autonomy. What's refreshing about this position is that it's not a crisis management role - the company is stable and compliant. Instead, the focus is on maintaining and strengthening AML processes , influencing stakeholders, and embedding best practice across the business. There are no direct reports , but there's a strong teaching and mentoring element, so you'll be helping colleagues understand and meet regulatory expectations. The Role Lead on AML policy and training initiatives Oversee transaction monitoring and SAR preparation Conduct AML risk assessments across products, services, and clients Act as the go-to SME for AML queries and regulatory engagement Prepare board and senior management reports, including the annual MLRO report The Ideal Candidate 7+ years in a 2nd line AML role within financial services Solid knowledge of JMLSG and FCA AML/CTF requirements Confident decision-maker who can work independently Excellent communicator who can influence and educate stakeholders Professional AML qualifications (e.g., CAMS, ICA) are a plus The Package £70k-£80k base salary Benefits include private medical, pension, health cash plan, enhanced parental leave, and more Hybrid working - 3 days in their central London office, 2 from home A collaborative environment with room to make the role your own If you're looking for a chance to own the financial crime agenda from a 2nd line perspective in a growing and supportive business, this is a role worth exploring.
Sep 01, 2025
Full time
Deputy Money Laundering Reporting Officer (DMLRO) - £70k-£80k Hybrid - 3 Days in London Office Financial Services Industry - 2nd Line of Defence I am working with a growing, FCA-regulated financial services firm that's looking for a strong 2nd line of defence AML professional to step into a key Deputy MLRO role. This is an opportunity to take real ownership of the financial crime framework, working closely with the Head of Compliance & MLRO in a business that values expertise and autonomy. What's refreshing about this position is that it's not a crisis management role - the company is stable and compliant. Instead, the focus is on maintaining and strengthening AML processes , influencing stakeholders, and embedding best practice across the business. There are no direct reports , but there's a strong teaching and mentoring element, so you'll be helping colleagues understand and meet regulatory expectations. The Role Lead on AML policy and training initiatives Oversee transaction monitoring and SAR preparation Conduct AML risk assessments across products, services, and clients Act as the go-to SME for AML queries and regulatory engagement Prepare board and senior management reports, including the annual MLRO report The Ideal Candidate 7+ years in a 2nd line AML role within financial services Solid knowledge of JMLSG and FCA AML/CTF requirements Confident decision-maker who can work independently Excellent communicator who can influence and educate stakeholders Professional AML qualifications (e.g., CAMS, ICA) are a plus The Package £70k-£80k base salary Benefits include private medical, pension, health cash plan, enhanced parental leave, and more Hybrid working - 3 days in their central London office, 2 from home A collaborative environment with room to make the role your own If you're looking for a chance to own the financial crime agenda from a 2nd line perspective in a growing and supportive business, this is a role worth exploring.
Compliance Officer - Chester £doe plus excellent benefits inc. 5 weeks holiday (increasing with long service), enhanced pension, healthcare scheme, death in service (4 x annual salary), pension and more . A highly reputable law firm with offices in Chester and Shrewsbury and more than 20 recommendations from the two main independent legal directories, Legal 500 and Chambers & Partners, is looking to recruit an experienced Compliance Officer to join it well established Risk and Compliance Team. Working closely with the Compliance Manager/MLRO/COFA to investigate and deal with daily AML and compliance queries from the business including, but not limited to source of funds checks, policy and GDPR queries. Key Duties Working closely with the Compliance Manager/MLRO to record and report on money laundering activities where appropriate. Working closely with the Compliance Manager/COLP/Complaints Officer to deal with complaints, including investigating the details of the complaint and completing a root cause analysis to identify areas for improvement across the Firm where appropriate. Ensuring that all complaints, data breaches and undertakings are accurately recorded on our internal reporting system. Liaising with our PI Insurer/broker dealing with PII claims and notifications. Managing and conducting compliance file reviews on selected matters across all fee earning teams. Coordinating and assisting with the annual returns for the Firm s various quality and compliance accreditations including Lexcel, CQS and WIQs. Working with other members of the team dealing with daily compliance operations including file opening to ensure delivery of a consistent business support function firmwide. Liaising with the SRA and Law Society to ensure all regulatory records are maintained accurately. Attend Practice area team meetings to brief them on key focus area and changes in Governance. Prepare training materials and deliver updates and training to new starters and existing team members as necessary. You will complete files reviews as part of our Quality Assurance plan and work with the Compliance Manager to communicate back to the individuals, line managers and Management as needed. Deputising for the Compliance Manager in their absence and as required. Essential Skills and Experience Excellent AML and regulatory compliance knowledge is essential as is previous experience of working in a busy compliance department (ideally within a law firm but those with a strong finance industry background will also be considered). Make time to stay up to date with changes in relevant Risk, Compliance & Governance considerations and work with the Compliance Manager to review Policies and Procedures to ensure the Firm remains compliant. You will be a confident person with excellent communication skills and the ability to work well as a member of a team but also independently where required with minimal supervision. Organisational skills are essential for this role as are Microsoft Word and Excel skills. You will have the ability to manage and prioritise your work; with high levels of accuracy and attention to detail and the ability to act promptly on instructions received. An ability to communicate and build/maintain relationships with team members, fee earners and external stakeholders is essential and to visit other offices to support the wider team. To apply for this role please contact Sarah Dyehouse at Anderson Scott Solutions
Sep 01, 2025
Full time
Compliance Officer - Chester £doe plus excellent benefits inc. 5 weeks holiday (increasing with long service), enhanced pension, healthcare scheme, death in service (4 x annual salary), pension and more . A highly reputable law firm with offices in Chester and Shrewsbury and more than 20 recommendations from the two main independent legal directories, Legal 500 and Chambers & Partners, is looking to recruit an experienced Compliance Officer to join it well established Risk and Compliance Team. Working closely with the Compliance Manager/MLRO/COFA to investigate and deal with daily AML and compliance queries from the business including, but not limited to source of funds checks, policy and GDPR queries. Key Duties Working closely with the Compliance Manager/MLRO to record and report on money laundering activities where appropriate. Working closely with the Compliance Manager/COLP/Complaints Officer to deal with complaints, including investigating the details of the complaint and completing a root cause analysis to identify areas for improvement across the Firm where appropriate. Ensuring that all complaints, data breaches and undertakings are accurately recorded on our internal reporting system. Liaising with our PI Insurer/broker dealing with PII claims and notifications. Managing and conducting compliance file reviews on selected matters across all fee earning teams. Coordinating and assisting with the annual returns for the Firm s various quality and compliance accreditations including Lexcel, CQS and WIQs. Working with other members of the team dealing with daily compliance operations including file opening to ensure delivery of a consistent business support function firmwide. Liaising with the SRA and Law Society to ensure all regulatory records are maintained accurately. Attend Practice area team meetings to brief them on key focus area and changes in Governance. Prepare training materials and deliver updates and training to new starters and existing team members as necessary. You will complete files reviews as part of our Quality Assurance plan and work with the Compliance Manager to communicate back to the individuals, line managers and Management as needed. Deputising for the Compliance Manager in their absence and as required. Essential Skills and Experience Excellent AML and regulatory compliance knowledge is essential as is previous experience of working in a busy compliance department (ideally within a law firm but those with a strong finance industry background will also be considered). Make time to stay up to date with changes in relevant Risk, Compliance & Governance considerations and work with the Compliance Manager to review Policies and Procedures to ensure the Firm remains compliant. You will be a confident person with excellent communication skills and the ability to work well as a member of a team but also independently where required with minimal supervision. Organisational skills are essential for this role as are Microsoft Word and Excel skills. You will have the ability to manage and prioritise your work; with high levels of accuracy and attention to detail and the ability to act promptly on instructions received. An ability to communicate and build/maintain relationships with team members, fee earners and external stakeholders is essential and to visit other offices to support the wider team. To apply for this role please contact Sarah Dyehouse at Anderson Scott Solutions
This Compliance Officer role will will have the opportunity to make a meaningful contribution to the growth of our client's rapidly expanding UK Retail busines and over time take on the SMF16 for the retail investment business Client Details Our client are a leading Global Investment management firm with offices in 8 global locations and a UK office in central London Description Assist in maintaining and enhancing the organisation's compliance framework. Act as the Deputy MLRO, supporting all anti-money laundering (AML) activities. Conduct regular compliance monitoring and reporting to senior management. Provide advice on regulatory obligations to ensure adherence to legal standards. Prepare and deliver training to staff on compliance and AML matters. Oversee the review and update of compliance policies and procedures. Support in the preparation of regulatory submissions and audits. Collaborate with internal teams to address compliance-related issues effectively. Profile A successful Compliance Officer and Deputy MLRO should have: Strong knowledge of compliance and AML regulations in the financial services industry. Experience in developing and maintaining compliance frameworks. Proficiency in risk assessment and management practices. Excellent analytical skills and attention to detail. Ability to communicate complex regulatory concepts clearly and effectively. A relevant qualification in compliance, risk, or a related field. Job Offer A competitive salary range of 100,000 - 120,000 per annum. Comprehensive health and pension benefits. Opportunities to work in the heart of London, a global financial hub. A permanent role offering job stability based in London and career progression in the financial services industry. If you are ready to take the next step in your compliance career, apply today to join this exciting opportunities
Sep 01, 2025
Full time
This Compliance Officer role will will have the opportunity to make a meaningful contribution to the growth of our client's rapidly expanding UK Retail busines and over time take on the SMF16 for the retail investment business Client Details Our client are a leading Global Investment management firm with offices in 8 global locations and a UK office in central London Description Assist in maintaining and enhancing the organisation's compliance framework. Act as the Deputy MLRO, supporting all anti-money laundering (AML) activities. Conduct regular compliance monitoring and reporting to senior management. Provide advice on regulatory obligations to ensure adherence to legal standards. Prepare and deliver training to staff on compliance and AML matters. Oversee the review and update of compliance policies and procedures. Support in the preparation of regulatory submissions and audits. Collaborate with internal teams to address compliance-related issues effectively. Profile A successful Compliance Officer and Deputy MLRO should have: Strong knowledge of compliance and AML regulations in the financial services industry. Experience in developing and maintaining compliance frameworks. Proficiency in risk assessment and management practices. Excellent analytical skills and attention to detail. Ability to communicate complex regulatory concepts clearly and effectively. A relevant qualification in compliance, risk, or a related field. Job Offer A competitive salary range of 100,000 - 120,000 per annum. Comprehensive health and pension benefits. Opportunities to work in the heart of London, a global financial hub. A permanent role offering job stability based in London and career progression in the financial services industry. If you are ready to take the next step in your compliance career, apply today to join this exciting opportunities
