We are working with a highly esteemed private wealth manager in the west end of London. Due to ongoing success, they are seeking senior financial crime surveillance analyst to join them on a permanent basis. The successful individual will be responsible for the review of escalations arising from client name screening systems and assessing and mitigating the risks posed by potential sanctions risk, political exposure, and civil/criminal enforcement actions. A key element to the role will involve reviewing all requested transactions on blocked accounts in order to determine if the requested transaction is permitted to be processed. Daily duties will include performing the timely and accurate review, investigation and record keeping of sanctions, PEP and adverse media alerts generated by the Pythagoras screening tool ensuring that rules and regulations affecting the money laundering environment are adhered to. Further duties include supporting the MLRO and DMLRO in the management of all financial crime compliance issues as well as assisting in the review and update of departmental procedures and drive system and process improvements. Applicants will have gained extensive experience within a similar role and possess the analytical mentality suited to the role of a surveillance analyst. The ability to write clear, professional reports is essential to the role coupled with a sound knowledge of Word, Excel and PowerPoint. Please get in touch with your CV for further information.
Sep 01, 2025
Full time
We are working with a highly esteemed private wealth manager in the west end of London. Due to ongoing success, they are seeking senior financial crime surveillance analyst to join them on a permanent basis. The successful individual will be responsible for the review of escalations arising from client name screening systems and assessing and mitigating the risks posed by potential sanctions risk, political exposure, and civil/criminal enforcement actions. A key element to the role will involve reviewing all requested transactions on blocked accounts in order to determine if the requested transaction is permitted to be processed. Daily duties will include performing the timely and accurate review, investigation and record keeping of sanctions, PEP and adverse media alerts generated by the Pythagoras screening tool ensuring that rules and regulations affecting the money laundering environment are adhered to. Further duties include supporting the MLRO and DMLRO in the management of all financial crime compliance issues as well as assisting in the review and update of departmental procedures and drive system and process improvements. Applicants will have gained extensive experience within a similar role and possess the analytical mentality suited to the role of a surveillance analyst. The ability to write clear, professional reports is essential to the role coupled with a sound knowledge of Word, Excel and PowerPoint. Please get in touch with your CV for further information.
Financial Crime Manager - FX Broker - London We're supporting a rapidly growing FX broker in London with a key hire for their Financial Crime team. This is an investment hire that will play a central role in shaping the firm's financial crime framework as the business continues to expand. The role: Oversee all aspects of BAU financial crime compliance (AML, CTF, sanctions, fraud prevention). Manage one direct report, providing guidance and support. Lead and deliver a range of financial crime projects, particularly around systems and controls, working closely with the MLRO. Act as a key point of contact for the front office, ensuring a commercially aware, pragmatic approach to financial crime risk. Progress to DMLRO once established and ready to take on the responsibility. What we're looking for: Strong financial crime compliance background within FX / broking / payments . Experience managing or mentoring staff. Comfortable engaging directly with sales/front office teams in a fast-moving, commercial environment. Knowledge of FX products and the unique risks they present. Proactive, hands-on approach with the ambition to grow with the firm. Package: Market rate base + benefits. Office-based 4 days per week in London.
Sep 01, 2025
Full time
Financial Crime Manager - FX Broker - London We're supporting a rapidly growing FX broker in London with a key hire for their Financial Crime team. This is an investment hire that will play a central role in shaping the firm's financial crime framework as the business continues to expand. The role: Oversee all aspects of BAU financial crime compliance (AML, CTF, sanctions, fraud prevention). Manage one direct report, providing guidance and support. Lead and deliver a range of financial crime projects, particularly around systems and controls, working closely with the MLRO. Act as a key point of contact for the front office, ensuring a commercially aware, pragmatic approach to financial crime risk. Progress to DMLRO once established and ready to take on the responsibility. What we're looking for: Strong financial crime compliance background within FX / broking / payments . Experience managing or mentoring staff. Comfortable engaging directly with sales/front office teams in a fast-moving, commercial environment. Knowledge of FX products and the unique risks they present. Proactive, hands-on approach with the ambition to grow with the firm. Package: Market rate base + benefits. Office-based 4 days per week in London.
